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Financial services law & regulation

Financial services law & regulation

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  1. A Practitioner's Guide to Authorised Investment Funds - ISBN 9780414033535

    A Practitioner's Guide to Authorised Investment Funds

    £144.00

    A Practitioner s Guide to Authorised Investment Funds is a complete practitioner s guide to fund management, explaining the law and regulation governing the setting up, launching, marketing and operation of all major types of authorised fund vehicle. The new edition has been fully revised to cover all latest UK, European and international developments. Learn More
    Publication date 31 October 2018
    By Sweet & Maxwell Ltd
  2. A Practitioner's Guide to the UK Financial Services Rulebooks - ISBN 9780414056978

    A Practitioner's Guide to the UK Financial Services Rulebooks

    £168.00

    Publication date 31 October 2018
    By Sweet & Maxwell Ltd
  3. A Practitioner's Guide to Financial Promotion - ISBN 9781905121229

    A Practitioner's Guide to Financial Promotion

    £125.55

    Publication date 31 October 2018
    By Sweet & Maxwell Ltd
  4. Conduct and Accountability in Financial Services: A Practical Guide - ISBN 9781526505200

    Conduct and Accountability in Financial Services: A Practical Guide

    £50.95

    Publication date 30 June 2018
    By Bloomsbury Publishing PLC
  5. Eversheds Sutherland: The Employment Practitioner's Guide to Financial Institutions: Key Aspects of the Regulatory Framework - ISBN 9781526504203
  6. Legal and Conduct Risk in the Financial Markets - ISBN 9780198749271

    Legal and Conduct Risk in the Financial Markets

    £165.00

    The third edition of the highly regarded practitioner guide to legal risk includes substantial new coverage of ethics and conduct, expertly appraised against the backdrop of significant change in post-crises financial markets. Learn More
    Publication date 08 March 2018
    By Oxford University Press
  7. A Practitioner's Guide to MiFID II - ISBN 9780414065727

    A Practitioner's Guide to MiFID II

    £215.00

    Publication date 28 February 2018
    By Sweet & Maxwell Ltd
  8. Brexit and Financial Services: Law and Policy - ISBN 9781509915804

    Brexit and Financial Services: Law and Policy

    £55.60

    Publication date 25 January 2018
    By Bloomsbury Publishing PLC
  9. Consumer Credit Law and Practice: A Guide - ISBN 9781784518363

    Consumer Credit Law and Practice: A Guide

    £78.75

    Publication date 28 December 2017
    By Bloomsbury Publishing PLC
  10. Private Funds: Where and How? - ISBN 9781526503008

    Private Funds: Where and How?

    £139.05

    Publication date 14 December 2017
    By Bloomsbury Publishing PLC
  11. Michael Collins and the Financing of Violent Political Struggle - ISBN 9781138214897

    Michael Collins and the Financing of Violent Political Struggle

    £108.40

    Publication date 07 December 2017
    By Taylor & Francis Ltd
  12. A Practitioner's Guide to Syndicated Lending - ISBN 9780414065390

    A Practitioner's Guide to Syndicated Lending

    £225.00

    Publication date 30 November 2017
    By Sweet & Maxwell Ltd
  13. Market Abuse Regulation: Commentary and Annotated Guide - ISBN 9780198811756

    Market Abuse Regulation: Commentary and Annotated Guide

    £146.15

    This book provides an analysis of the legal and practical implications of the Market Abuse Regulation which took effect in member states in July 2016, written by leading scholars from a number of European jurisdictions. Learn More
    Publication date 23 November 2017
    By Oxford University Press
  14. US Regulation for Asset Managers outside the United States - ISBN 9780414031968

    US Regulation for Asset Managers outside the United States

    £134.85

    This new edition covers all aspects of US regulation that affect investment management firms, broker dealers and their advisers outside the United States. This encompasses not only SEC regulation, but also CFTC and ERISA aspects, and the text will also deal with aspects of broker dealer legislation and regulation that impacts on investment management work. Learn More
    Publication date 31 August 2017
    By Sweet & Maxwell Ltd
  15. Consumer Financial Services Complaints and Compensation: A Guide for the Financial Services Market - ISBN 9780414034044

    Consumer Financial Services Complaints and Compensation: A Guide for the Financial Services Market

    £153.45

    Publication date 24 July 2017
    By Sweet & Maxwell Ltd

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