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Financial services law & regulation

Financial services law & regulation

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  1. Financial Services Regulation and Risk-based Compliance - ISBN 9781526501974

    Financial Services Regulation and Risk-based Compliance

    £88.05

    Publication date 31 July 2020
    By Bloomsbury Publishing PLC
  2. A Practitioner's Guide to Authorised Investment Funds - ISBN 9780414033535

    A Practitioner's Guide to Authorised Investment Funds

    £144.00

    A Practitioner s Guide to Authorised Investment Funds is a complete practitioner s guide to fund management, explaining the law and regulation governing the setting up, launching, marketing and operation of all major types of authorised fund vehicle. The new edition has been fully revised to cover all latest UK, European and international developments. Learn More
    Publication date 31 October 2019
    By Sweet & Maxwell Ltd
  3. A Practitioner's Guide to Financial Promotion - ISBN 9781905121229

    A Practitioner's Guide to Financial Promotion

    £125.55

    Publication date 31 October 2019
    By Sweet & Maxwell Ltd
  4. Financial Services Law & Regulation: T&M - ISBN 9781847033246

    Financial Services Law & Regulation: T&M

    £39.95

    Publication date 31 October 2019
    By Sweet & Maxwell Ltd
  5. Financial Collateral - ISBN 9780198816935

    Financial Collateral

    £165.00

    This is the first book to analyse and draw together all of the property law, economics, regulatory and contractual issues relevant to financial collateral transactions. Private international law aspects are covered as are the specific regulatory and practice issues relevant to the UK, US and the EU. Learn More
    Publication date 11 September 2019
    By Oxford University Press
  6. MiFID II and Private Law: Enforcing EU Conduct of Business Rules - ISBN 9781509925292

    MiFID II and Private Law: Enforcing EU Conduct of Business Rules

    £69.50

    Publication date 13 June 2019
    By Bloomsbury Publishing PLC
  7. Regulation of Commodities Trading - ISBN 9780198799962

    Regulation of Commodities Trading

    £165.00

    This book draws together the various regulations which affect how commodities are traded in the EU, and the relevant domestic regulation in key global jurisdictions. The book includes analysis of commodities trading houses (including their motives and methods), the main trading venues, trading practices, and illicit practices and market abuses. Learn More
    Publication date 08 May 2019
    By Oxford University Press
  8. A Guide to Conducting Internal Investigations - ISBN 9781526506085

    A Guide to Conducting Internal Investigations

    £60.25

    Publication date 31 March 2019
    By Bloomsbury Publishing PLC
  9. Cryptocurrencies in Public and Private Law - ISBN 9780198826385

    Cryptocurrencies in Public and Private Law

    £89.55

    This book examines how cryptocurrencies based on blockchain technologies, fit into existing general law categories of public and private law. The book takes the common law systems of the UK as the centre of its study but extends beyond the UK to show how cryptocurrencies are accommodated in non-common law systems. Learn More
    Publication date 14 March 2019
    By Oxford University Press
  10. Eversheds Sutherland: The Employment Practitioner's Guide to Financial Institutions: Key Aspects of the Regulatory Framework - ISBN 9781526504203
  11. Governance of Financial Institutions - ISBN 9780198799979

    Governance of Financial Institutions

    £146.15

    This book provides unique access to comprehensive legal and multidisciplinary analysis of the important topic of governance of financial institutions and includes coverage of the new requirements for management functions under MiFID II. Learn More
    Publication date 31 January 2019
    By Oxford University Press
  12. Conduct and Accountability in Financial Services: A Practical Guide - ISBN 9781526505200

    Conduct and Accountability in Financial Services: A Practical Guide

    £50.95

    Publication date 30 November 2018
    By Bloomsbury Publishing PLC
  13. A Practitioner's Guide to the UK Financial Services Rulebooks - ISBN 9780414056978

    A Practitioner's Guide to the UK Financial Services Rulebooks

    £168.00

    Publication date 30 November 2018
    By Sweet & Maxwell Ltd
  14. The Age of ESMA: Governing EU Financial Markets - ISBN 9781509921775

    The Age of ESMA: Governing EU Financial Markets

    £78.75

    Publication date 29 November 2018
    By Bloomsbury Publishing PLC
  15. Foundations for the LPC 2018-2019 - ISBN 9780198823209

    Foundations for the LPC 2018-2019

    £33.90

    Foundations for the LPC covers the compulsory foundation areas of the Legal Practice Course as set out in the LPC outcomes: professional conduct, tax and revenue law, and wills and administration of estates. It also features coverage of human rights. Learn More
    Publication date 12 July 2018
    By Oxford University Press

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