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Financial services law & regulation

Financial services law & regulation

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  1. Private Funds: Where and How? - ISBN 9781526503008

    Private Funds: Where and How?

    £139.05

    Publication date 28 February 2018
    By Bloomsbury Publishing PLC
  2. A Practitioner's Guide to the UK Financial Services Rulebooks - ISBN 9780414056978

    A Practitioner's Guide to the UK Financial Services Rulebooks

    £168.00

    Publication date 31 December 2017
    By Sweet & Maxwell Ltd
  3. A Practitioner's Guide to Syndicated Lending - ISBN 9780414065390

    A Practitioner's Guide to Syndicated Lending

    £225.00

    Publication date 31 December 2017
    By Sweet & Maxwell Ltd
  4. Brexit and Financial Services: Law and Policy - ISBN 9781509915804

    Brexit and Financial Services: Law and Policy

    £55.60

    Publication date 14 December 2017
    By Bloomsbury Publishing PLC
  5. Consumer Credit Law and Practice: A Guide - ISBN 9781784518363

    Consumer Credit Law and Practice: A Guide

    £78.75

    Publication date 30 November 2017
    By Bloomsbury Publishing PLC
  6. Market Abuse Regulation: Commentary and Annotated Guide - ISBN 9780198811756

    Market Abuse Regulation: Commentary and Annotated Guide

    £146.15

    This book provides an analysis of the legal and practical implications of the Market Abuse Regulation which took effect in member states in July 2016, written by leading scholars from a number of European jurisdictions. Learn More
    Publication date 09 November 2017
    By Oxford University Press
  7. US Regulation for Asset Managers outside the United States - ISBN 9780414031968

    US Regulation for Asset Managers outside the United States

    £134.85

    This new edition covers all aspects of US regulation that affect investment management firms, broker dealers and their advisers outside the United States. This encompasses not only SEC regulation, but also CFTC and ERISA aspects, and the text will also deal with aspects of broker dealer legislation and regulation that impacts on investment management work. Learn More
    Publication date 31 August 2017
    By Sweet & Maxwell Ltd
  8. Consumer Financial Services Complaints and Compensation: A Guide for the Financial Services Market - ISBN 9780414034044

    Consumer Financial Services Complaints and Compensation: A Guide for the Financial Services Market

    £153.45

    Publication date 31 July 2017
    By Sweet & Maxwell Ltd
  9. Butterworths Securities and Financial Services Law Handbook - ISBN 9781474303651

    Butterworths Securities and Financial Services Law Handbook

    £159.80

    Publication date 30 March 2017
    By LexisNexis UK
  10. Senior Individual Accountability in the Financial Services Arena:: A Practical Guide - ISBN 9780414063860

    Senior Individual Accountability in the Financial Services Arena:: A Practical Guide

    £120.00

    Publication date 21 March 2017
    By Sweet & Maxwell Ltd
  11. The Triumph, Tragedy and Lost Legacy of James M Landis: A Life on Fire - ISBN 9781509913015

    The Triumph, Tragedy and Lost Legacy of James M Landis: A Life on Fire

    £16.65

    James M Landis is known for his seminal contribution to the creation of the modern system of market regulation in the USA. This book explains for the first time how and why, shortly before his early death, Landis abandoned his theory of market regulation. Learn More
    Publication date 23 February 2017
    By Bloomsbury Publishing PLC
  12. Regulation of the EU Financial Markets: MiFID II and MiFIR - ISBN 9780198767671

    Regulation of the EU Financial Markets: MiFID II and MiFIR

    £183.85

    A comprehensive reference guide to the Markets in Financial Instruments Directive II (MiFID II), combining theoretical and practical perspectives to cover all aspects of this important legislation. Learn More
    Publication date 26 January 2017
    By Oxford University Press
  13. A Practitioner's Guide to the Law and Regulation of Market Abuse - ISBN 9780414055988

    A Practitioner's Guide to the Law and Regulation of Market Abuse

    £158.40

    A Practitioner s Guide to the Law and Regulation of Market Abuse covers all aspects of the law and regulation relating to market abuse in the UK. The focus of the book is to explain how the market abuse regime operates in practice. This second edition is fully revised and updated to cover the new EU Market Abuse Regulation (MAR) and Directive on Criminal Sanctions for Market Abuse. Learn More
    Publication date 09 December 2016
    By Sweet & Maxwell Ltd
  14. A Practitioner's Guide to Banking Regulation: Mastering the New Regulatory Landscape - ISBN 9780414061286

    A Practitioner's Guide to Banking Regulation: Mastering the New Regulatory Landscape

    £168.00

    Publication date 21 November 2016
    By Sweet & Maxwell Ltd
  15. Practice Management Standards - ISBN 9781784460624

    Practice Management Standards

    £55.55

    Financial management and business planning are essential to a profitable business. This invaluable Toolkit helps you to implement effective management and planning procedures that are tailored to your firm needs. Learn More
    Publication date 01 October 2016
    By The Law Society

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