Capital markets & securities law & regulation

This title offers comprehensive coverage of the key areas within capital markets including securitisation, guarantees, capital adequacy, Islamic finance, prospectuses, liability management, covenants, tax and legal opinions. It explains transaction structures, the relevant documents and how statutes and case law impact on them. Learn More

This book develops a dynamic perspective on the study of technology as a disruptive force and its relationship to financial regulation and the law. It identifies the interconnections that characterise technology-driven transformations, involving commercial practices, capital markets, corporate-governance, central banking, and financial networks. Learn More

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Equivalence and Substituted Compliance in Financial Markets Law provides in-depth analysis of deference in the EU, Switzerland, and the US legal frameworks. It examines equivalence mechanisms in these jurisdictions from a comparative, economic, and constitutional perspective, discussing questions of national law, EU law, and world trade law. Learn More

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The World Bank's Lawyers gives an original socio-legal account of the evolving institutional life of international law. It tells the previously untold story of the World Bank's legal department. This is a story of people and the practices they cling to and how these practices gain traction, or fail to do so, in an international bureaucracy. Learn More

This book examines the notably low-level of international governance relating to shadow banking - that is, lenders, brokers, and other credit intermediaries who fall outside the realm of traditional regulated banking. Learn More

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This book analyses the legislative framework for capital adequacy and liquidity supervision in the Single Rule Book for European banks. It covers the historical realisation of the Single Rule Book for capital adequacy and liquidity supervision, and the background of the standards put forward by the Basel Committee for Banking Supervision. Learn More

The first complete survey of post crisis derivatives regulation, this book provides an indepth examination of the changes made to the regulation of derivatives that were enacted after the global financial crisis, with insights from the Covid pandemic. Learn More

This revised edition analyses the European market abuse regime contained in the Market Abuse Regulation and related directives and regulations, and has been updated and expanded to reflect the impact of new developments in legislation and case law following the implementation of the Regulation. Learn More

This fully revised and updated edition considers the regulatory intervention in the wake of the global financial crisis and the impact of ground-breaking technological innovations in the securities markets, with a particular focus on blockchain and other types of distributed ledger technology, smart contracts, and crypto-securities. Learn More

This new work is the first comprehensive source of reference on the legal and regulatory framework for financial market infrastructures covering trading and post-trading in the securities and derivatives markets. Learn More

This book is an in-depth and timely analysis of the EU Crowdfunding Regulation. Striking a balance between academic scrutiny and practical context, and drawing upon various aspects of financial law, consumer law, and dispute resolution, it is invaluable for practitioners and academics seeking to understand an innovative alternative mode of funding. Learn More