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Financial services law & regulation

Financial services law & regulation

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  1. Regulatory Responses to Fraud and Market Manipulation in the Financial Markets: An Analysis of United Kingdom and the United States of America - ISBN 9781138287594
  2. Financial Services Regulation and Risk-based Compliance - ISBN 9781526501974

    Financial Services Regulation and Risk-based Compliance

    £88.05

    Publication date 15 July 2021
    By Bloomsbury Publishing PLC
  3. European Capital Markets Law - ISBN 9781509942114

    European Capital Markets Law

    £50.95

    Publication date 01 July 2021
    By Bloomsbury Publishing PLC
  4. A Practitioner's Guide to Trade and Commodity Finance - ISBN 9780414081017

    A Practitioner's Guide to Trade and Commodity Finance

    £175.00

    Publication date 31 May 2021
    By Sweet & Maxwell Ltd
  5. Financial Markets and Exchanges Law 3e - ISBN 9780198827528

    Financial Markets and Exchanges Law 3e

    £221.60

    This third edition of the leading book on the regulation of financial market infrastructure has been updated to include analysis of MiFID II and MiFIR, and considers the impact of FinTech on the financial markets. Learn More
    Publication date 01 March 2021
    By Oxford University Press
  6. The Age of ESMA: Governing EU Financial Markets - ISBN 9781509944330

    The Age of ESMA: Governing EU Financial Markets

    £41.70

    Publication date 25 February 2021
    By Bloomsbury Publishing PLC
  7. A Guide to Conducting Internal Investigations - ISBN 9781526506085

    A Guide to Conducting Internal Investigations

    £64.85

    Publication date 28 January 2021
    By Bloomsbury Publishing PLC
  8. MiFID II and Private Law: Enforcing EU Conduct of Business Rules - ISBN 9781509946266

    MiFID II and Private Law: Enforcing EU Conduct of Business Rules

    £34.25

    Publication date 21 January 2021
    By Bloomsbury Publishing PLC
  9. A Practitioner's Guide to The Regulation of Insurance - ISBN 9780414075702

    A Practitioner's Guide to The Regulation of Insurance

    £195.00

    Publication date 15 December 2020
    By Sweet & Maxwell Ltd
  10. A Practitioner's Guide to the AIM Rules - ISBN 9780414077249

    A Practitioner's Guide to the AIM Rules

    £195.00

    This is the 8th edition of the leading guide to the junior market of the London Stock Exchange. It provides a comprehensive and practical approach to the requirements behind AIM listings, admission procedures, ongoing obligations and tax issues. It is invaluable for senior management in AIM companies and those intending to list, and their advisers. Learn More
    Publication date 27 October 2020
    By Sweet & Maxwell Ltd
  11. Corporate Reorganization Law and Forces of Change - ISBN 9780198860365

    Corporate Reorganization Law and Forces of Change

    £75.40

    This book sets out a new approach to identifying and resolving corporate law's normative concerns, establishing new methodology through detailed analysis of key changes in market practice. Paterson adopts a comparative UK/US approach in analysing the process of institutional change, providing important lessons for global legal harmonisation. Learn More
    Publication date 18 September 2020
    By Oxford University Press
  12. Foundations for the LPC 2020-2021 - ISBN 9780198858430

    Foundations for the LPC 2020-2021

    £33.90

    Foundations for the LPC covers the compulsory foundation areas of the Legal Practice Course as set out in the LPC outcomes: professional conduct, tax and revenue law, and wills and administration of estates. It also features coverage of human rights. Learn More
    Publication date 25 June 2020
    By Oxford University Press
  13. Butterworths Securities and Financial Services Law Handbook - ISBN 9781474314596

    Butterworths Securities and Financial Services Law Handbook

    £259.99

    This annual handbook brings together the primary, secondary and European legislation which forms the regulatory framework for the financial services industry. Learn More
    Publication date 20 April 2020
    By LexisNexis UK
  14. European Cross-Border Banking and Banking Supervision - ISBN 9780198844754

    European Cross-Border Banking and Banking Supervision

    £89.55

    This new work analyses the cross-border exercise of banking activity in the EU and its supervision, from the perspective of the 'home-host rule'. It examines the current system and considers whether the centralisation of decision making and a more effective mutualisation of financing tools could improve the safety and soundness of the EU banking system. Learn More
    Publication date 09 April 2020
    By Oxford University Press
  15. Financial Services Litigation: Digital Pack - ISBN 9780198859253

    Financial Services Litigation: Digital Pack

    £216.95

    This book provides a dedicated and comprehensive work on contentious financial regulatory matters. It draws together all of the elements necessary for bringing or defending a civil or criminal law financial services matter. Learn More
    Publication date 19 March 2020
    By Oxford University Press

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