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Financial services law & regulation

Financial services law & regulation

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  1. A Guide to Conducting Internal Investigations - ISBN 9781526506085

    A Guide to Conducting Internal Investigations

    £64.85

    Publication date 31 January 2021
    By Bloomsbury Publishing PLC
  2. A Practitioner's Guide to The Regulation of Insurance - ISBN 9780414075702

    A Practitioner's Guide to The Regulation of Insurance

    £195.00

    Publication date 31 October 2020
    By Sweet & Maxwell Ltd
  3. A Practitioner's Guide to the AIM Rules - ISBN 9780414077249

    A Practitioner's Guide to the AIM Rules

    £195.00

    This is the 8th edition of the leading guide to the junior market of the London Stock Exchange. It provides a comprehensive and practical approach to the requirements behind AIM listings, admission procedures, ongoing obligations and tax issues. It is invaluable for senior management in AIM companies and those intending to list, and their advisers. Learn More
    Publication date 31 October 2020
    By Sweet & Maxwell Ltd
  4. Corporate Reorganization Law and Forces of Change - ISBN 9780198860365

    Corporate Reorganization Law and Forces of Change

    £75.40

    This book sets out a new approach to identifying and resolving corporate law's normative concerns, establishing new methodology through detailed analysis of key changes in market practice. Paterson adopts a comparative UK/US approach in analysing the process of institutional change, providing important lessons for global legal harmonisation. Learn More
    Publication date 01 September 2020
    By Oxford University Press
  5. Foundations for the LPC 2020-2021 - ISBN 9780198858430

    Foundations for the LPC 2020-2021

    £33.90

    Foundations for the LPC covers the compulsory foundation areas of the Legal Practice Course as set out in the LPC outcomes: professional conduct, tax and revenue law, and wills and administration of estates. It also features coverage of human rights. Learn More
    Publication date 01 June 2020
    By Oxford University Press
  6. Butterworths Securities and Financial Services Law Handbook - ISBN 9781474314596

    Butterworths Securities and Financial Services Law Handbook

    £259.99

    This annual handbook brings together the primary, secondary and European legislation which forms the regulatory framework for the financial services industry. Learn More
    Publication date 20 April 2020
    By LexisNexis UK
  7. European Cross-Border Banking and Banking Supervision - ISBN 9780198844754

    European Cross-Border Banking and Banking Supervision

    £89.55

    This new work analyses the cross-border exercise of banking activity in the EU and its supervision, from the perspective of the 'home-host rule'. It examines the current system and considers whether the centralisation of decision making and a more effective mutualisation of financing tools could improve the safety and soundness of the EU banking system. Learn More
    Publication date 09 April 2020
    By Oxford University Press
  8. Financial Services Litigation: Digital Pack - ISBN 9780198859253

    Financial Services Litigation: Digital Pack

    £216.95

    This book provides a dedicated and comprehensive work on contentious financial regulatory matters. It draws together all of the elements necessary for bringing or defending a civil or criminal law financial services matter. Learn More
    Publication date 19 March 2020
    By Oxford University Press
  9. Financial Services Litigation - ISBN 9780198846512

    Financial Services Litigation

    £183.85

    This book provides a dedicated and comprehensive work on contentious financial regulatory matters. It draws together all of the elements necessary for bringing or defending a civil or criminal law financial services matter. Learn More
    Publication date 05 March 2020
    By Oxford University Press
  10. Principles of International Financial Law - ISBN 9780198832706

    Principles of International Financial Law

    £51.85

    The third edition continues to provide succinct analysis of the principles, rules, and concepts underpinning the practice of international finance and is updated to include cryptocurrencies and technology in financial markets. Learn More
    Publication date 02 January 2020
    By Oxford University Press
  11. Principles of International Financial Law - ISBN 9780198832713

    Principles of International Financial Law

    £127.30

    The third edition continues to provide succinct analysis of the principles, rules, and concepts underpinning the practice of international finance and is updated to include cryptocurrencies and technology in financial markets. Learn More
    Publication date 02 January 2020
    By Oxford University Press
  12. European Financial Regulation: Levelling the Cross-Sectoral Playing Field - ISBN 9781509926459

    European Financial Regulation: Levelling the Cross-Sectoral Playing Field

    £74.15

    Publication date 26 December 2019
    By Bloomsbury Publishing PLC
  13. Reforming Corporate Retail Investor Protection: Regulating to Avert Mis-Selling - ISBN 9781509925865

    Reforming Corporate Retail Investor Protection: Regulating to Avert Mis-Selling

    £64.85

    Publication date 12 December 2019
    By Bloomsbury Publishing PLC
  14. The Law of Financial Services Groups - ISBN 9780198844655

    The Law of Financial Services Groups

    £165.00

    This book addresses how groups of businesses in financial services are regulated. It covers company and insolvency laws, and prudential and resolution-based regulation as well as analysing UK ring-fencing rules and EU intermediate parent undertaking requirements. It considers the impact of Brexit and the EU banking reform/risk reduction package. Learn More
    Publication date 02 October 2019
    By Oxford University Press
  15. Brexit and Financial Regulation - ISBN 9780198840794

    Brexit and Financial Regulation

    £51.85

    This book provides guidance on the complexity of Brexit as it applies to financial institutions. Through the eyes of leading lawyers it covers issues of market access, transposition of directly applicable regulation, the assumption of roles carried out by the ESA's, and the impact on cross-border contracts. Learn More
    Publication date 21 August 2019
    By Oxford University Press

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