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Financial services law & regulation

Financial services law & regulation

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  1. European Financial Regulation: Levelling the Cross-Sectoral Playing Field - ISBN 9781509926459

    European Financial Regulation: Levelling the Cross-Sectoral Playing Field

    £74.15

    Publication date 26 December 2019
    By Bloomsbury Publishing PLC
  2. Reforming Corporate Retail Investor Protection: Regulating to Avert Mis-Selling - ISBN 9781509925865

    Reforming Corporate Retail Investor Protection: Regulating to Avert Mis-Selling

    £69.50

    Publication date 12 December 2019
    By Bloomsbury Publishing PLC
  3. A Guide to Conducting Internal Investigations - ISBN 9781526506085

    A Guide to Conducting Internal Investigations

    £60.25

    Publication date 07 November 2019
    By Bloomsbury Publishing PLC
  4. Financial Services Regulation and Risk-based Compliance - ISBN 9781526501974

    Financial Services Regulation and Risk-based Compliance

    £88.05

    Publication date 17 October 2019
    By Bloomsbury Publishing PLC
  5. The Law of Financial Services Groups - ISBN 9780198844655

    The Law of Financial Services Groups

    £165.00

    This book addresses how groups of businesses in financial services are regulated. It covers company and insolvency laws, and prudential and resolution-based regulation as well as analysing UK ring-fencing rules and EU intermediate parent undertaking requirements. It considers the impact of Brexit and the EU banking reform/risk reduction package. Learn More
    Publication date 02 October 2019
    By Oxford University Press
  6. Brexit and Financial Regulation - ISBN 9780198840794

    Brexit and Financial Regulation

    £51.85

    This book provides guidance on the complexity of Brexit as it applies to financial institutions. Through the eyes of leading lawyers it covers issues of market access, transposition of directly applicable regulation, the assumption of roles carried out by the ESA's, and the impact on cross-border contracts. Learn More
    Publication date 21 August 2019
    By Oxford University Press
  7. Insider Dealing: Law and Practice - ISBN 9780198826439

    Insider Dealing: Law and Practice

    £212.15

    Insider Dealing: Law and Practice, second edition, provides a thorough, practical and straightforward guide to this complex area of law, covering both the criminal and civil regimes, treatment of recent cases and developments, investigation, enforcement, penalties and sentencing. Learn More
    Publication date 18 July 2019
    By Oxford University Press
  8. MiFID II and Private Law: Enforcing EU Conduct of Business Rules - ISBN 9781509925292

    MiFID II and Private Law: Enforcing EU Conduct of Business Rules

    £69.50

    Publication date 11 July 2019
    By Bloomsbury Publishing PLC
  9. Michael Collins and the Financing of Violent Political Struggle - ISBN 9780367348984

    Michael Collins and the Financing of Violent Political Struggle

    £33.90

    Publication date 10 July 2019
    By Taylor & Francis Ltd
  10. Kerrigan: Leveraging IP Assets for Finance - ISBN 9781474313445

    Kerrigan: Leveraging IP Assets for Finance

    £159.99

    This book makes the case for 'TMT Finance' being treated as a specialism. From a practicing lawyer's perspective, financing for businesses that operate within the TMT sector, or are innovative by nature, or have substantial intangible assets, does not fall neatly into a single category. Learn More
    Publication date 28 June 2019
    By LexisNexis UK
  11. Butterworths Securities and Financial Services Law Handbook - ISBN 9781474310833

    Butterworths Securities and Financial Services Law Handbook

    £239.99

    This annual handbook brings together the primary, secondary and European legislation which forms the regulatory framework for the financial services industry. To complete this comprehensive work, lists or tables of all amending enactments are included at the beginning of each Act, statutory instrument and European Directive and Regulation. Learn More
    Publication date 26 June 2019
    By LexisNexis UK
  12. Market Conduct for Investment Managers - ISBN 9780414071537

    Market Conduct for Investment Managers

    £95.00

    Publication date 31 March 2019
    By Sweet & Maxwell Ltd
  13. Cryptocurrencies in Public and Private Law - ISBN 9780198826385

    Cryptocurrencies in Public and Private Law

    £89.55

    This book examines how cryptocurrencies based on blockchain technologies, fit into existing general law categories of public and private law. The book takes the common law systems of the UK as the centre of its study but extends beyond the UK to show how cryptocurrencies are accommodated in non-common law systems. Learn More
    Publication date 28 March 2019
    By Oxford University Press
  14. Law for Sale: A Philosophical Critique of Regulatory Competition - ISBN 9780198839491

    Law for Sale: A Philosophical Critique of Regulatory Competition

    £66.00

    Explores the philosophical underpinnings, problems and consequences of regulatory competition and forum shopping. Learn More
    Publication date 12 March 2019
    By Oxford University Press
  15. A Practitioner's Guide to the UK Financial Services Rulebooks - ISBN 9780414056978

    A Practitioner's Guide to the UK Financial Services Rulebooks

    £220.80

    Publication date 28 February 2019
    By Sweet & Maxwell Ltd

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