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Legal and Conduct Risk in the Financial Markets
The third edition of the highly regarded practitioner guide to legal risk includes substantial new coverage of ethics and conduct, expertly appraised against the backdrop of significant change in post-crises financial markets.
| Author(s) | By Roger McCormick (Managing Director, Managing Director, CCP Research Foundation), Chris Stears (Research Director, Research Director, CCP Research Foundation). |
|---|---|
| Publisher | Oxford University Press |
| Format | Hardback |
| Pages | 704 |
| Published in | United Kingdom |
| Published | 22 Mar 2018 |
| Availability | Available |
The third edition of the highly regarded practitioner guide to legal risk includes substantial new coverage of ethics and conduct, expertly appraised against the backdrop of significant change in post-crises financial markets.
Introduction Part I: The General Context 1: Why Legal and Conduct Risk are Important: a Short History 2: Risk And Capital 3: Legal and Conduct Risk in the London Market 4: The Global Context 5: The Lawmaker, the Regulator, and Current Preoccupations
Roger McCormick is a past Director of the Sustainable Finance Project at London School of Economics and Political Science, and a past Visiting Professor at LSE. He is now the Managing Director of CCP Research Foundation .He retired from full-time private
