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Practitioner's Guide to Conflicts of Interest in the Financial Services Industry
This title examines in a practical manner the complex law and regulations that now exist in the United Kingdom, the United States of America and various other important jurisdictions concerning the concept of conflicts of interest and how the principles have been applied in the financial services industry.
| Author(s) | Consultant editor(s) Rob Helm, Dick Frase, Martin Day. |
|---|---|
| Publisher | Sweet & Maxwell Ltd |
| Format | Paperback / softback |
| Pages | 366 |
| Published in | United Kingdom |
| Published | 23 Aug 2012 |
| Availability | Available |
This title examines in a practical manner the complex law and regulations that now exist in the United Kingdom, the United States of America and various other important jurisdictions concerning the concept of conflicts of interest and how the principles have been applied in the financial services industry.
Conflicts of interest in English law: introduction; Specific issues in the United Kingdom#s financial services industry; the UK statutory regulation of conflicts of interest; the management of conflicts of interest; United States approach to conflicts of
